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Regulatory Compliance

Risk Management  Governance & 

Control Assessments

made easier

 

Integrated Solutions
configured to meet your needs

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Regulatory Content

Providing a selection of Federal and Provincial Regulatory Content in consolidated, business process aligned, and easy to use language from leading law firms.

Software

Our secure, web-based application provides an efficient and reliable solution for your management, access, documentation, assessment and reporting.

Services

Configuration aligns our solution with your business structure and RCM process. 
Our ongoing support and training ensures active and satisfied users.
Our System Administrator and Co-sourcing services provide a cost-effective way to develop and maintain an RCM Program.

 

Our Focus and Expertise

100+ ORGANIZATIONS SERVED

Assisting 100+ organizations (incl. Banks, Trust & Loan companies, Insurance companies and Investment Managers) meet their Regulatory Compliance, Risk Management, Governance and Controls Assessment obligations.

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Regulatory Compliance Management

  • Meeting "Compliance Program" implementation requirements

  • Quarterly updates to laws & Regulations

  • Program Management framework for across the organization

  • Compliance attestation from accountable individuals & leaders

  • Risk based priority focus

  • Flexible reporting

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Governance

  • Attestations and Confirmations - from Employees & Suppliers

  • Calendar Management for Team obligations


  • Independent Review

  • Training

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Risk Management

  • Regulatory Compliance Risk management

  • Enterprise Risk management, including content

  • Configurable risk taxonomy and risk assessment ratings

  • Additional Risk Frameworks available (eg cyber)

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Controls Assessment

  • Use or Build structured frameworks and Programs

  • Distribute Assessments to accountable individuals​

  • Update and Manage Assessments​

 

Allow us to demonstrate how you can save time & money!