Preparing for the new Life and Health Insurance MGA Regulatory Framework in Ontario. Have you started?
Bill 216 was passed by the Government of Ontario on November 6th, 2024. Once proclaimed in force, Life and Accident & Health Insurance...
top of page
mpercyrobb
Nov 261 min read
Regulatory Compliance for Money Services Businesses and Payments Services Providers - are you ready?
With regulatory compliance expectations increasing, Ethidex now offers Regulatory Modules for use by MSBs and PSPs. AML-ATF for a Money...
6 views0 comments
mpercyrobb
Aug 151 min read
MGA, Brokerage and Broker Regulatory Compliance
To address increasing requirements for a Compliance Program, Ethidex now offers Regulatory Content Modules (from our law firms) for use...
12 views0 comments
mpercyrobb
Aug 141 min read
Money Services Business (MSB) - FINTRAC - Compliance expectations
Compliance program requirements under the Proceeds of Crime (Money Laundering) and Terrorist Financing Act (PCMLTFA) and associated...
6 views0 comments
mpercyrobb
May 2, 20231 min read
Third-party Risk Management - the new OSFI B-10 Guideline - are you prepared?
April 24, 2023 saw OSFI issue its final Third-Party Risk Management Guideline B-10, setting out risk management expectations for...
45 views0 comments
mpercyrobb
Apr 2, 20231 min read
OSFI Capital, Leverage and Liquidity Returns - Are you Ready?
On November 7, 2022, the Office of the Superintendent of Financial Institutions (OSFI) issued new guidelines for Assurance on Capital,...
46 views0 comments
mpercyrobb
Mar 9, 20231 min read
FINTRAC - administrative monetary penalties imposed
March saw publication of the first 2023 administrative monetary penalties ($676,500) from FINTRAC. Identified was: Failure to develop and...
15 views0 comments
mpercyrobb
Mar 8, 20231 min read
Operational Resilience - more than business as usual?
The value of Operational Resilience is increasingly evident as disruptions increase. Protecting critical operations supports all...
15 views0 comments
mpercyrobb
Oct 12, 20221 min read
Don't forget! - team calendar for repeating events
Many activities repeat, monthly, quarterly, annually. These can include taxes, regulatory filings, payments, assessments, issue follow...
15 views1 comment
mpercyrobb
Jul 5, 20221 min read
Keeping up with Regulatory Changes
Ethidex updates our Regulatory Modules every quarter. These updates are provided by our lawyers, written in easy to use language and...
29 views0 comments
mpercyrobb
Feb 21, 20221 min read
Completing Required Assessments - moving beyond excel
Completing Required Assessments - moving beyond excel
27 views
mpercyrobb
Feb 19, 20221 min read
Key Deadlines - Managing a Team Calendar
We recently discussed with a client, their requirements to complete, on time, their hundreds of regulatory filings each year. deadlines...
15 views
mpercyrobb
Feb 6, 20221 min read
Helping clients - looking for Regulatory Approval
Ethidex Consulting recently completed consulting work supporting a client who was looking for Regulatory Approval. Our work was focused...
14 views
mpercyrobb
Feb 1, 20221 min read
Co-sourcing my Regulatory Compliance Obligations - an effective solution?
For many businesses with smaller Canadian operations, meeting Regulatory Compliance obligations can be a challenge. Ethidex can help with...
18 views
mpercyrobb
Feb 1, 20221 min read
Money Services Business - Do I need a Compliance Program?
Regulatory Compliance is critical to establishing trust in the market place. If you are looking to establish a Regulatory Compliance...
32 views
mpercyrobb
Jan 30, 20221 min read
Do I need a Compliance Program? - Fintrac Canada requires ....
We recently had a discussion with a potential client, a "Money Services Business", who was looking to manage their compliance Program to...
22 views
mpercyrobb
Jan 30, 20221 min read
Ethidex Consulting: Annual Assessment of AML/ATF Program
Ethidex Consulting recently helped a client with an annual assessment of its AML/ATF Program. Scope of work focused on: Policies and...
16 views
Yves Coenye
Jan 28, 20221 min read
Automate your Compliance Program - Goodbye Spreadsheets!
Are you feeling trapped in a never-ending cycle of Excel spreadsheet updates and consolidations? Is it a challenge to collect attestation...
30 views0 comments
mpercyrobb
Jan 21, 20221 min read
Ethidex Compliance Office - Configuration & Implementation - typical challenges and timelines
Clients often ask us: "how long will it take to implement Compliance Office and what resources will be required?" My usual answer is, "it...
29 views
mpercyrobb
Jan 18, 20221 min read
Supporting Compliance Consultants
We recently had a meeting with a compliance consultant to identify key ways to support their business. Captured below are the key points...
17 views
bottom of page