MGA, Brokerage and Broker Regulatory Compliance
To address increasing requirements for a Compliance Program, Ethidex now offers Regulatory Content Modules (from our law firms) for use...
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mpercyrobb
- Aug 14
- 1 min
Money Services Business (MSB) - FINTRAC - Compliance expectations
Compliance program requirements under the Proceeds of Crime (Money Laundering) and Terrorist Financing Act (PCMLTFA) and associated...
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mpercyrobb
- May 2, 2023
- 1 min
Third-party Risk Management - the new OSFI B-10 Guideline - are you prepared?
April 24, 2023 saw OSFI issue its final Third-Party Risk Management Guideline B-10, setting out risk management expectations for...
39 views0 comments
mpercyrobb
- Apr 2, 2023
- 1 min
OSFI Capital, Leverage and Liquidity Returns - Are you Ready?
On November 7, 2022, the Office of the Superintendent of Financial Institutions (OSFI) issued new guidelines for Assurance on Capital,...
43 views0 comments
mpercyrobb
- Mar 9, 2023
- 1 min
FINTRAC - administrative monetary penalties imposed
March saw publication of the first 2023 administrative monetary penalties ($676,500) from FINTRAC. Identified was: Failure to develop and...
14 views0 comments
mpercyrobb
- Mar 8, 2023
- 1 min
Operational Resilience - more than business as usual?
The value of Operational Resilience is increasingly evident as disruptions increase. Protecting critical operations supports all...
15 views0 comments
mpercyrobb
- Oct 12, 2022
- 1 min
Don't forget! - team calendar for repeating events
Many activities repeat, monthly, quarterly, annually. These can include taxes, regulatory filings, payments, assessments, issue follow...
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mpercyrobb
- Jul 5, 2022
- 1 min
Keeping up with Regulatory Changes
Ethidex updates our Regulatory Modules every quarter. These updates are provided by our lawyers, written in easy to use language and...
27 views0 comments
mpercyrobb
- Feb 21, 2022
- 1 min
Completing Required Assessments - moving beyond excel
Completing Required Assessments - moving beyond excel
27 views
mpercyrobb
- Feb 19, 2022
- 1 min
Key Deadlines - Managing a Team Calendar
We recently discussed with a client, their requirements to complete, on time, their hundreds of regulatory filings each year. deadlines...
15 views
mpercyrobb
- Feb 7, 2022
- 1 min
Helping clients - looking for Regulatory Approval
Ethidex Consulting recently completed consulting work supporting a client who was looking for Regulatory Approval. Our work was focused...
14 views
mpercyrobb
- Feb 1, 2022
- 1 min
Co-sourcing my Regulatory Compliance Obligations - an effective solution?
For many businesses with smaller Canadian operations, meeting Regulatory Compliance obligations can be a challenge. Ethidex can help with...
15 views
mpercyrobb
- Feb 1, 2022
- 1 min
Money Services Business - Do I need a Compliance Program?
Regulatory Compliance is critical to establishing trust in the market place. If you are looking to establish a Regulatory Compliance...
32 views
mpercyrobb
- Jan 30, 2022
- 1 min
Do I need a Compliance Program? - Fintrac Canada requires ....
We recently had a discussion with a potential client, a "Money Services Business", who was looking to manage their compliance Program to...
22 views
mpercyrobb
- Jan 30, 2022
- 1 min
Ethidex Consulting: Annual Assessment of AML/ATF Program
Ethidex Consulting recently helped a client with an annual assessment of its AML/ATF Program. Scope of work focused on: Policies and...
16 views
Yves Coenye
- Jan 28, 2022
- 1 min
Automate your Compliance Program - Goodbye Spreadsheets!
Are you feeling trapped in a never-ending cycle of Excel spreadsheet updates and consolidations? Is it a challenge to collect attestation...
30 views0 comments
mpercyrobb
- Jan 21, 2022
- 1 min
Ethidex Compliance Office - Configuration & Implementation - typical challenges and timelines
Clients often ask us: "how long will it take to implement Compliance Office and what resources will be required?" My usual answer is, "it...
29 views
mpercyrobb
- Jan 18, 2022
- 1 min
Supporting Compliance Consultants
We recently had a meeting with a compliance consultant to identify key ways to support their business. Captured below are the key points...
17 views
Yves Coenye
- Jan 8, 2022
- 1 min
3 Cybersecurity Trends for 2022
Palo Alto Networks Predictions 2022, posted on INFOPOINT SECURITY, identifies three major trends in cybersecurity for this year and...
30 views0 comments
mpercyrobb
- Dec 29, 2021
- 1 min
Why should we use Ethidex? Our Top Ten Benefits.
Ethidex - top 10 benefits
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