Helping clients - looking for Regulatory Approval

Ethidex Consulting recently completed consulting work supporting a client who was looking for Regulatory Approval.

Our work was focused on:

• Policy review and enhancement

• Board and Senior Management mandates

• Board and Senior Management forward meeting agendas

• Board and Senior Management competency requirements identification and assessment

• Education and training

• Performing interim Executive Roles and assisting in recruitment of full time resources

• Presentations to and discussions with Regulators

We have also provided our Ethidex Compliance Office solution to companies looking for an initial regulatory license, providing a robust basis for confirming policy content and building out a Regulatory Compliance Management Program.

If you are undertaking an activity that requires regulatory approval and think assistance might be helpful, please reach out to discuss.