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Helping clients - looking for Regulatory Approval


Ethidex Consulting recently completed consulting work supporting a client who was looking for Regulatory Approval.


Our work was focused on:

  • Policy review and enhancement

  • Board and Senior Management mandates

  • Board and Senior Management forward meeting agendas

  • Board and Senior Management competency requirements identification and assessment

  • Education and training

  • Performing interim Executive Roles and assisting in recruitment of full time resources

  • Presentations to and discussions with Regulators

We have also provided our Ethidex Compliance Office solution to companies looking for an initial regulatory license, providing a robust basis for confirming policy content and building out a Regulatory Compliance Management Program.


If you are undertaking an activity that requires regulatory approval and think assistance might be helpful, please reach out to discuss.

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