We recently discussed with a client, their requirements to complete, on time, their hundreds of regulatory filings each year.
deadlines change
team accountabilities change
team members change
late filings result in fines
Ethidex Compliance Office contains a team tool called "Calendar" that can help meet these requirements.
Each regulatory filing can be set up as an "event" that repeats with an owner and a reviewer. Deadline prompts can be configured and completion evidence can be stored. Changes can be made as circumstances change.
If you would like to know more, please reach out to discuss.
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