To address increasing requirements for a Compliance Program, Ethidex now offers Regulatory Content Modules (from our law firms) for use by Life or General Insurance MGAs or Brokerages.
Topic | Regulatory Modules |
Life Insurance Agent / Agency Requirements | 1. National Module addressing CCIR/CISRO and CLHIA Guidance 2. Ontario Module addressing Insurance Act and relevant regulations and FSRA Rules and Guidance 3. British Columbia Module (coming Fall 2024) 4. Quebec Module (coming Fall 2024) |
General Insurance Broker / Brokerage Requirements | 1. National Module addressing CCIR/CISRO Guidance 2. Ontario Module addressing Insurance Act and relevant regulations, Registered Insurance Brokers Act and relevant regulations, RIBO By-Laws, Guidelines and Handbook and FSRA Rules and Guidance 3. Alberta Module addressing Insurance Act and relevant regulations and Alberta Insurance Council Code of Conduct and Guidance 4. British Columbia Module addressing Financial Institutions Act and relevant regulations and Insurance Council of British Columbia Rules, Guidelines, Best Practices and Code of Conduct |
Privacy | A Module addressing the Federal and Provincial requirements for the processing of personal information in the private sector (Personal Information Protection and Electronic Documents Act (PIPEDA), Quebec Act Respecting the Protection of Personal Information in the Private Sector, Alberta Personal Information Protection Act, British Columbia Personal Information Protection Act, among other relevant privacy-related laws, regulatory guidance, investigations and case law) |
AML-ATF | Modules for MGAs and Brokerages addressing Canada’s Sanction Laws and Proceeds of Crime (Money Laundering) and Terrorist Financing Act (PCMLTFA) |
Employment Standards | A Module addressing Federal, Provincial and Territorial employment standards, pay equity and pay transparency, accessibility and other workplace requirements |
French Language | A Module addressing the requirements under the Charter of the French Language applicable in Québec |
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